Author Topic: Registered Investment Advisor - Series 65  (Read 1507 times)


  • 5 O'Clock Shadow
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Registered Investment Advisor - Series 65
« on: March 30, 2016, 07:51:47 PM »
Anyone here taken the series 65 test and able to provide any tips for the test? I've found numerous materials out there but I always like to be more than prepared when sitting for an exam that involves any sort of fee. It all seems pretty straight forward and along the same lines of information as I've learned over my years of investing on my own but I am a little tripped up by the investment laws that they make reference to and I hear the test is pretty heavy with that part. Any help would be appreciated.


  • Handlebar Stache
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Re: Registered Investment Advisor - Series 65
« Reply #1 on: March 31, 2016, 03:39:55 AM »
I did the Series 66 almost 20 years ago, which covers most of the same stuff.  All I remember is that it seemed a lot easier than the Series 7.  But it was so long ago, I don't remember why I thought that.  :)